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Christopher Ryan Deforest

Morgan Stanley

Kingston, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-04-15
NJ RA APPROVED 2018-01-23
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • NJ RA
    APPROVED
    Since 2018-01-23

Branch Locations

91 North Front Street, Kingston, NY 12401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corp White Plains NY 09/2017 11/2017
Defo Llc Mount Pleasant SC 05/2011 Present
Morgan Stanley Kingston NY 02/2018 Present
Morgan Stanley Private Bank, N.A. New York NY 02/2018 Present
  • 09/2017 → 11/2017
    National Securities Corp
    White Plains, NY
  • 05/2011 → Present
    Defo Llc
    Mount Pleasant, SC
  • 02/2018 → Present
    Morgan Stanley
    Kingston, NY
  • 02/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-23
S63 Uniform Securities Agent State Law Examination 2017-10-17
  • S66 Uniform Combined State Law Examination
    2018-01-23
  • S63 Uniform Securities Agent State Law Examination
    2017-10-17

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC
MML INVESTORS SERVICES, LLC
PROSPECT STREET HOLDINGS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

Cynthia Troeger
MARISSA INTERRANTE
FREDERICK PAUL WOODS
RICHARD DANIEL MARR
Christine Lynn Klee
SHAHEEN E SOLTANKHAH
Melanie Julia Hammond
KENNETH KIRK BEESMER

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGSTON, NY
CETERA INVESTMENT ADVISERS LLC · KINGSTON, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGSTON, NY
MML INVESTORS SERVICES, LLC · KINGSTON, NY
PROSPECT STREET HOLDINGS, LLC · KINGSTON, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Kingston, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · KINGSTON, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Kingston, NY

More in Kingston, NY

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