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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Corpus Christi | TX | 09/2017 | 06/2020 |
| Wells Fargo Clearing Services, Llc | Corpus Chrsti | TX | 09/2017 | 06/2020 |
| Bbva Compass | Mcallen | TX | 07/2016 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mission | TX | 07/2021 | Present |
| Customs & Border Protection | Rio Grande City | TX | 06/2020 | 01/2021 |
| Unemployed | Mission | TX | 01/2021 | 07/2021 |
| Bank Of America, N.A. | Mission | TX | 08/2021 | Present |
I*517521For profit or not for profit: Entity For ProfitName of outside business organization: Self-MusicianInvestment related: NAddress of business: Mission, Texas, 78572Nature of business: ["Sole Proprietorship"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 9/25/2021Number of hours devoted: 8 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I am a musician I sometimes get calls from different bands to help them with certain events I will occasionally show up and perform and I play multiple instruments and show up and perform I*994269For profit or not for profit: Entity For ProfitName of outside business organization: Riezgo956Investment related: NAddress of business: Mission, Texas, 78574Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 9/19/2022Number of hours devoted: 8 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Riezgo is the name of the band I am looking to get approval from Merrill for using as a business. I will be Accordionist, songwriter, singer, and also owner of the band and will be receiving compensation from streaming platforms like itunes, spotify, amazon, etc as well as compensation from events. This will not interfere with my duties as this will be a weekend activity and doesn't require any time during work hours. I*2506269, Entity Type: Entity For Profit, Name of OBA: RiskIt Media LLC, Address: Mission, Texas, 78574, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Owner , Employee State Date: 06/13/2025, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: Media Company that creates media such as videos, music videos, and editing along with assistance to Consumers and artists on consultation to provide navigation with Media Distribution on platforms such as Spotify, Apple Music, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-09 |
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