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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-03 |
Branch Locations
1101 N Conway Ave, Mission, TX 78572 • United States
1500 W University Dr, Edinburg, TX 78539 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mcallen | TX | 11/2016 | 01/2018 |
| Wells Fargo Clearing Services, Llc | Mcallen | TX | 01/2018 | 08/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mcallen | TX | 12/2021 | Present |
| Unemployed | Edinburg | TX | 08/2021 | 12/2021 |
| Bank Of America, N.A. | Mcallen | TX | 12/2021 | Present |
I*4564327 Entity Type: N/A Name of OBA: Rental Property - 13-May-26 - 1 Address: Edinburg, Texas, 78541 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 06/15/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-28 |
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