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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-08
  • TX RA
    APPROVED
    Since 2023-12-08

Branch Locations

4900 W Expressway 83 Ste 107, Mcallen, TX 78501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 10/2013 07/2018
Bbva Securities Inc. Hidalgo TX 10/2013 07/2018
Bbva Compass Insurance Agency, Inc. Austin TX 01/2014 07/2018
Turbo Towing Services Mcallen TX 12/2015 Present
Bbva Wealth Solutions Inc. Hidalgo TX 12/2016 07/2018
O.S. Trucking Llc Mcallen TX 01/2017 12/2023
Lpl Financial Llc Mcallen TX 08/2018 12/2023
International Bank Of Commerce Mcallen TX 08/2018 12/2023
Cetera Investment Services Llc Saint Cloud MN 11/2023 Present
Cetera Investment Advisers Llc Mission TX 11/2023 Present
  • 10/2013 → 07/2018
    Compass Bank
    Birmingham, AL
  • 10/2013 → 07/2018
    Bbva Securities Inc.
    Hidalgo, TX
  • 01/2014 → 07/2018
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 12/2015 → Present
    Turbo Towing Services
    Mcallen, TX
  • 12/2016 → 07/2018
    Bbva Wealth Solutions Inc.
    Hidalgo, TX
  • 01/2017 → 12/2023
    O.S. Trucking Llc
    Mcallen, TX
  • 08/2018 → 12/2023
    Mcallen, TX
  • 08/2018 → 12/2023
    International Bank Of Commerce
    Mcallen, TX
  • 11/2023 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 11/2023 → Present
    Mission, TX
Previous Registrations
  • 2018-08-01 → 2023-12-18
    Mcallen, TX
    Hidalgo, TX
    Mcallen, TX
  • 2016-12-09 → 2018-08-23
    Pnc Managed Account Solutions, Inc.
    Mcallen, TX
    Hidalgo, TX
Other Businesses

1.) OWNER/MANAGER OF OSCAR O SILVA DBA TURBO TOWING SERVICES; TOWING SERVICES; OWNER OF O.S. TRUCKING LLC; LOGISTICS; TWO SEMI TRUCKS THAT ARE LEASED WITH A LOGISTICS COMPANY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-02
S63 Uniform Securities Agent State Law Examination 2012-07-19
  • S65 Uniform Investment Adviser Law Examination
    2016-12-02
  • S63 Uniform Securities Agent State Law Examination
    2012-07-19
Other Names
  • Oscar Silva
  • Oscar O Silva

View on SEC IAPD

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