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Phillip Charles Donald

Sharebuilder 401K

Seattle, WA

Georgetown, KY

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Current Employers
Sharebuilder 401K

801 Second Ave Suite 1400, Seattle, WA 98104 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-08-15
  • KY RA
    APPROVED
    Since 2019-08-15

Branch Locations

801 Second Ave Suite 1400, Seattle, WA 98104 • United States

Georgetown, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Georgetown KY 09/2017 Present
Capital One Advisors, Llc Georgetown KY 09/2017 Present
Loves Travel Stops Waddy KY 04/2015 09/2017
Sharebuilder 401K Seattle WA 07/2019 Present
  • 09/2017 → Present
    Capital One Investing, Llc
    Georgetown, KY
  • 09/2017 → Present
    Capital One Advisors, Llc
    Georgetown, KY
  • 04/2015 → 09/2017
    Loves Travel Stops
    Waddy, KY
  • 07/2019 → Present
    Sharebuilder 401K
    Seattle, WA
Previous Registrations
  • 2017-12-18 → 2019-08-01
    Capital One Advisors, Llc
    Georgetown, KY
    Mclean, VA
    Georgetown, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-15
  • S65 Uniform Investment Adviser Law Examination
    2017-12-15
Other Names
  • Phillip Charles Donald

View on SEC IAPD

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MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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