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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-06-24 |
| TX | RA | APPROVED | 2020-06-10 |
Branch Locations
101 South Hanley Road Suite 1350, St. Louis, MO 63105 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Buckingham Asset Management | St. Louis | MO | 05/2017 | 08/2017 |
| Epik | Deagu | 01/2016 | 03/2017 | |
| Royal Alliance | St. Louis | MO | 09/2017 | 06/2020 |
| Raymond James Financial Services, Inc. | St. Louis | MO | 06/2020 | 05/2022 |
| Steward Partners Investment Advisory, Llc | St. Louis | MO | 06/2020 | Present |
| Plaza Advisory Group, Inc. | Clayton | MO | 06/2017 | Present |
| Steward Partners Investment Solutions, Llc | St. Louis | MO | 05/2022 | Present |
1) Steward Partners Global Advisory, LLC. Not investment related. Support company/DBA (Non-owner). St. Louis, MO. Started: 06/2020. 0 hrs. per month, 0 during trading hrs. Analyst. 2) Steward Partners Global Advisory, LLC. Investment related. Insurance business. St. Louis, MO. Support Staff Started: 06/2020. 0 hrs. per month, 0 during trading hrs. 3) Steward Partners Investment Advisory, LLC. Investment related. Investment advisory firm. St. Louis, MO. Started: 06/2020. 0 hrs. per month, 0 during trading hrs. Investment Advisor Rep/Administrative Support. 4) Steward Partners Holdings, LLC. Not investment related. St. Louis, MO. Started: 06/2020. 0 hrs. per month, 0 during trading hrs. Passive Investor. 5) Plaza Advisory Group, Inc. (affiliated with Steward Partners) Not investment related. Support company/DBA (Non-owner). St. Louis, MO. Started: 06/2020. 0 hrs. per month, 0 during trading hrs. Registered Support Staff. 6) Plaza Advisory Group, Inc. Investment related/Financial Services St. Louis, MO. Started: 06/2017. Registered Support Staff.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-29 |
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