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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-06-24
TX RA APPROVED 2020-06-10
  • MO RA
    APPROVED
    Since 2020-06-24
  • TX RA
    APPROVED
    Since 2020-06-10

Branch Locations

101 South Hanley Road Suite 1350, St. Louis, MO 63105 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buckingham Asset Management St. Louis MO 05/2017 08/2017
Epik Deagu 01/2016 03/2017
Royal Alliance St. Louis MO 09/2017 06/2020
Raymond James Financial Services, Inc. St. Louis MO 06/2020 05/2022
Steward Partners Investment Advisory, Llc St. Louis MO 06/2020 Present
Plaza Advisory Group, Inc. Clayton MO 06/2017 Present
Steward Partners Investment Solutions, Llc St. Louis MO 05/2022 Present
  • 05/2017 → 08/2017
    Buckingham Asset Management
    St. Louis, MO
  • 01/2016 → 03/2017
    Epik
    Deagu
  • 09/2017 → 06/2020
    Royal Alliance
    St. Louis, MO
  • 06/2020 → 05/2022
    Raymond James Financial Services, Inc.
    St. Louis, MO
  • 06/2020 → Present
    St. Louis, MO
  • 06/2017 → Present
    Plaza Advisory Group, Inc.
    Clayton, MO
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    St. Louis, MO
Previous Registrations
Other Businesses

1) Steward Partners Global Advisory, LLC. Not investment related. Support company/DBA (Non-owner). St. Louis, MO. Started: 06/2020. 0 hrs. per month, 0 during trading hrs. Analyst. 2) Steward Partners Global Advisory, LLC. Investment related. Insurance business. St. Louis, MO. Support Staff Started: 06/2020. 0 hrs. per month, 0 during trading hrs. 3) Steward Partners Investment Advisory, LLC. Investment related. Investment advisory firm. St. Louis, MO. Started: 06/2020. 0 hrs. per month, 0 during trading hrs. Investment Advisor Rep/Administrative Support. 4) Steward Partners Holdings, LLC. Not investment related. St. Louis, MO. Started: 06/2020. 0 hrs. per month, 0 during trading hrs. Passive Investor. 5) Plaza Advisory Group, Inc. (affiliated with Steward Partners) Not investment related. Support company/DBA (Non-owner). St. Louis, MO. Started: 06/2020. 0 hrs. per month, 0 during trading hrs. Registered Support Staff. 6) Plaza Advisory Group, Inc. Investment related/Financial Services St. Louis, MO. Started: 06/2017. Registered Support Staff.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-29
  • S66 Uniform Combined State Law Examination
    2018-06-29

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