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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Saginaw | MI | 09/2017 | 11/2018 |
| R&L Carriers | Roscommon | MI | 08/2005 | Present |
| Royal Alliance Associates, Inc. | Saginaw | MI | 11/2018 | Present |
1. HIGGINS LAKE/ROSCOMMON CHAMBER OF COMMERCE POSITION: Member NATURE: Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2019 ADDRESS: 709 Lake St, Roscommon MI 48653, United States DESCRIPTION: Becoming a member of the Chamber of Commerce is a chance for me to meet new people and network to advance my practice. 2. VANTAGEPOINTE FINANCIAL GROUP POSITION: Program Director NATURE: Non-Profit INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/08/2019 ADDRESS: 3875 Bay Rd Ste 1E, Saginaw MI 48603, United States DESCRIPTION: Insurance Brokerage.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-06 |
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