Jameson Klein

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 08/2017
  Att
  Mt Vernon, IL
• 09/2017 → 01/2024
  Td Ameritrade
  St Louis, IL
• 01/2024 → 11/2024
  Pruco Securities Llc
  Swansea, IL
• 03/2024 → 02/2025
  The Prudential Insurance Company Of America
  Swansea, IL
• 11/2024 → 02/2025
  Lpl Enterprise, Llc
  Swansea, IL
• 02/2025 → Present
  Stifel, Nicolaus & Company, Incorporated
  St Louis, MO

Previous Registrations

• 2024-11-14 → 2025-02-20
  Lpl Enterprise, Llc
  Swansea, IL
• 2024-02-17 → 2024-11-14
  Pruco Securities, Llc.
  Swansea, IL

Other Businesses

1. Bo Arvin Memorial Foundation; 11 Edgewood Lane Centralia IL; Non-profit charity; Board of Directors; Assist in decision making and direction of the foundation; 04/01/2025; 4 hrs/quarter; Not during security trading hours; Not Investment-Related

Exams

• S66 Uniform Combined State Law Examination
  2024-02-17
• S63 Uniform Securities Agent State Law Examination
  2017-10-27

Other Names

• Jameson David Klein