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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Att | Mt Vernon | IL | 07/2016 | 08/2017 |
| Td Ameritrade | St Louis | IL | 09/2017 | 01/2024 |
| Pruco Securities Llc | Swansea | IL | 01/2024 | 11/2024 |
| The Prudential Insurance Company Of America | Swansea | IL | 03/2024 | 02/2025 |
| Lpl Enterprise, Llc | Swansea | IL | 11/2024 | 02/2025 |
| Stifel, Nicolaus & Company, Incorporated | St Louis | MO | 02/2025 | Present |
1. Bo Arvin Memorial Foundation; 11 Edgewood Lane Centralia IL; Non-profit charity; Board of Directors; Assist in decision making and direction of the foundation; 04/01/2025; 4 hrs/quarter; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-27 |
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