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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-04 |
Branch Locations
361 Delaware Avenue, Buffalo, NY 14202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities | Boca Raton | FL | 09/2017 | 03/2018 |
| Duffy'S Sports Grill | Boca Raton | FL | 10/2011 | 09/2017 |
| Estes Express Lines | Buffalo | NY | 09/2018 | 07/2020 |
| Sc Parker Llc | Williamsville | NY | 10/2020 | 06/2024 |
| Cadaret Grant & Co., Inc. | Williamsville | NY | 05/2021 | 08/2025 |
| Unemployed | Del Ray Beach | FL | 04/2018 | 09/2018 |
| United Student Loan Assistance Center | Delray Beach | FL | 03/2018 | 07/2018 |
| Lawley Retirement Advisors | Buffalo | NY | 07/2024 | Present |
| Lawley Retirement Advisors, Llc | Buffalo | NY | 07/2024 | Present |
| Lpl Financial | Buffalo | NY | 08/2025 | Present |
1. 06/2025 - Georgetown Lawley Group - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour/Month - 8 Hour During Trading - At Reported business location(s) - OBA Start Date: 8/4/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-07 |
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