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David John Simpson

Hohimer Wealth Management, LLC

Seattle, WA

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Current Employers
Hohimer Wealth Management, Llc

One Union Square 600 University Street, Suite 2401, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2026-01-07
WA RA APPROVED 2023-11-22
  • MT RA
    APPROVED
    Since 2026-01-07
  • WA RA
    APPROVED
    Since 2023-11-22

Branch Locations

One Union Square 600 University Street, Suite 2401, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Seattle WA 09/2017 04/2019
Jones Lang Lasalle Bellevue WA 06/2014 09/2017
Hohimer Wealth Management Llc Seattle WA 04/2019 Present
Previous Registrations
Other Businesses

1) RISK & LIABILITY CONSULTANTS LLC; NON-INV RELATED; 600 UNIVERSITY STREET SUITE 2401, SEATTLE, WA 98101; Insurance (Licensed Agent) Started 2024. 2-4 hrs a month; 0 hours during trading hours. connecting individuals with Insurance products. Life & LTC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-01
  • S66 Uniform Combined State Law Examination
    2017-12-01
Other Names
  • David Simpson

View on SEC IAPD

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