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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cacl Federal Credit Union | Pottsville | PA | 06/2013 | 09/2017 |
| Schuylkill Chamber Of Commerce | Pottsville | PA | 09/2016 | 07/2021 |
| Pottsville Business Association | Pottsville | PA | 08/2017 | 06/2019 |
| Waddell & Reed, Inc | Camp Hill | PA | 09/2017 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agency | Reading | PA | 01/2018 | 07/2021 |
| E. Lori Smith | Pottsville | PA | 01/2018 | 07/2021 |
| Schuylkill Young Professionals Organization | Pottsville | PA | 12/2017 | 07/2021 |
| Schuylkill Women In Crisis | Pottsville | PA | 03/2018 | 07/2021 |
| Pottsville Area Development Corporation | Posttsville | PA | 11/2017 | 07/2021 |
| El & Tb Smith, Inc. | Pottsville | PA | 10/2017 | 07/2021 |
| Pottsville Area Development Corporation | Posttsville | PA | 01/2019 | 07/2021 |
| Lpl Financial Llc | Orwigsburg | PA | 07/2021 | Present |
1) 03/2019 - DBA for LPL Business (entity for LPL business) - Advisemint Financial Partners - Investment Related - Orwigsburg, PA 17961 2) 07/2021 - Non-Variable Insurance - Francesco Mercuri - 0Hrs/Mo During Trading - Investment Related - Orwigsburg, PA 17961 3) 01/04/2024 - Ritter Insurance Agency - Inv related - At reported Business Location(s) - Non-Variable Insurance - Started: 8/23/2023 - 20 Hrs/mo During Trading. 4) 03/06/2025 - ET Trophy Shop - Not Investment Related - Other - Trophy Shop - Pottsville, PA - Start Date:02/01/2025 - 20 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-21 |
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