Suzanne Annette Lake

Current Employers

Employment History

• 06/2011 → 11/2016
  Wells Fargo Advisors Llc
  Philadelphia, PA
• 11/2016 → 03/2021
  Wells Fargo Clearing Services, Llc
  Philadelphia, PA
• 03/2021 → Present
  Lpl Financial, Llc
  Orwigsburg, PA
• 03/2021 → Present
  Private Advisor Group, Llc
  Orwigsburg, PA

Previous Registrations

• 2011-06-30 → 2021-03-11
  Wells Fargo Clearing Services, Llc
  Frackville, PA
  Hamburg, PA
  Allentown, PA
  Allentown, PA
  Pottsville, PA
  Mount Carmel, PA
  Pottsville, PA
  Pottsville, PA
• 2009-05-22 → 2011-06-30
  Cetera Investment Services Llc
  Pottsville, PA
• 2006-09-22 → 2009-05-28
  Waddell & Reed
  Myerstown, PA
  Wyomissing, PA

Other Businesses

1.03/04/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Ascent Wealth Management; Investment Related; at Reported Business Location(s); Start Date 03/04/2021; 120hrs/mth; 8hrs during trading 2.03/10/2021; (Hybrid) Private Advisor Group / Private Advisor Group; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 03/04/2021; 120hrs/mth; 8hrs during trading; I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 3/2021. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3.03/10/2021; (Hybrid) Ascent Wealth Management; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 03/04/2021; 120hrs/mth; 8hrs during trading; I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 3/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-21
• S63 Uniform Securities Agent State Law Examination
  2006-06-13

Other Names

• Suzanne Annette Moser