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1701 1St Avenue, Rock Island, IL 61201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-24 |
| UT | RA | APPROVED | 2026-03-23 |
| OK | RA | APPROVED | 2026-03-16 |
| AL | RA | APPROVED | 2026-02-27 |
| HI | RA | APPROVED | 2026-02-11 |
| MS | RA | APPROVED | 2026-02-10 |
| PA | RA | APPROVED | 2026-02-10 |
| TX | RA | APPROVED_RES | 2026-02-10 |
| ID | RA | APPROVED | 2026-02-09 |
| WA | RA | APPROVED | 2026-02-09 |
| MT | RA | APPROVED | 2025-11-11 |
| AZ | RA | APPROVED | 2025-07-11 |
| IA | RA | APPROVED | 2025-01-03 |
| CA | RA | APPROVED | 2022-07-26 |
Branch Locations
23441 S. Pointe Drive Suite 110, Laguna Hills, CA 92653 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Rock Island | IL | 04/2018 | Present |
| Chapman Residence Life | Orange | CA | 05/2015 | 05/2018 |
| Chapman University | Orange | CA | 06/2016 | 05/2018 |
| Target | Anaheim | CA | 04/2017 | 09/2017 |
| Northwestern Mutual | Newport | CA | 09/2017 | 12/2017 |
| Chapman University | Orange | CA | 09/2014 | 05/2018 |
| Mwa Financial Services Inc | Rock Island | IL | 09/2018 | Present |
1)Amazon seller noninv Cerritos CA 5/19 40noninv 0inv Created FBA (Fullfilled by Amazon) account to become an Amazon seller 2)Josh Leung Consulting noninv Laguna Hills CA Internal Consultant 4/2022 5noninv 0inv Assist Regional office reps with business practices and sales techniques 3)383 Colton LLC inv Cerritos CA Owner 3/2020 2noninv/inv manage rental properties 4)Turo Lease Car Business noninv Cerritos CA car leasing company 5/2023 1noninv/inv Leas out a vehicle through Turo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-19 |
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