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Ernest Daniel Garrett

Towneley Capital Management, Inc.

Laguna Hills, CA

CRD 3187574

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Employer firm

Towneley Capital Management, Inc. CRD 169863

$1.09B regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • BUSINESS CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Towneley Capital Management, Inc.

23197 La Cadena Drive Suite 103, Laguna Hills, CA 92653 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-12-19
TX RA APPROVED 2013-12-19
  • CA RA
    APPROVED
    Since 2013-12-19
  • TX RA
    APPROVED
    Since 2013-12-19

Branch Locations

23197 La Cadena Drive Suite 103, Laguna Hills, CA 92653 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Towneley Capital Management, Inc. Laguana Hills CA 07/2014 Present
Previous Registrations
  • 2005-02-09 → 2014-01-31
    Towneley Capital Management, Inc.
    Laguna Hills, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-03-19
  • S63 Uniform Securities Agent State Law Examination
    1999-03-19
Designations
  • Certified Financial Planner

View on SEC IAPD

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Nearby Investors

PAULA DURRANT
TRACY ANN KUNTZ
ROBYN LYNN CLARKE

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · LAGUNA HILLS, CA
LPL FINANCIAL LLC · LAGUNA HILLS, CA
FUSION FINANCIAL · LAGUNA HILLS, CA

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