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Carlos Ortega

Towneley Capital Management, Inc.

Laguna Hills, CA

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Current Employers
Towneley Capital Management, Inc.

23197 La Cadena Drive Suite 103, Laguna Hills, CA 92653 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-17
TX RA APPROVED 2023-07-17
  • CA RA
    APPROVED
    Since 2023-07-17
  • TX RA
    APPROVED
    Since 2023-07-17

Branch Locations

23197 La Cadena Drive Suite 103, Laguna Hills, CA 92653 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 04/2019 05/2019
Securian Financial Services Inc St Paul MN 05/2019 02/2020
Tax & Financial Group Newport Beach CA 05/2019 02/2020
Uci Hospitality And Dinng - Subway Irvine CA 09/2016 01/2017
Aramark Irvine CA 02/2017 01/2018
Aramark Irvine CA 01/2018 10/2018
True Vision Enterprise Orange CA 12/2018 03/2019
Minnesota Life Insurance Company St Paul MN 05/2019 02/2020
Securian Financial Services Inc St Paul MN 02/2020 07/2023
Tax & Financial Group Newport Beach CA 02/2020 07/2023
Towneley Capital Management, Inc. Laguna Hills CA 07/2023 Present
  • 04/2019 → 05/2019
    Securian Financial Services Inc
    St Paul, MN
  • 05/2019 → 02/2020
    Securian Financial Services Inc
    St Paul, MN
  • 05/2019 → 02/2020
    Tax & Financial Group
    Newport Beach, CA
  • 09/2016 → 01/2017
    Uci Hospitality And Dinng - Subway
    Irvine, CA
  • 02/2017 → 01/2018
    Aramark
    Irvine, CA
  • 01/2018 → 10/2018
    Aramark
    Irvine, CA
  • 12/2018 → 03/2019
    True Vision Enterprise
    Orange, CA
  • 05/2019 → 02/2020
    Minnesota Life Insurance Company
    St Paul, MN
  • 02/2020 → 07/2023
    Securian Financial Services Inc
    St Paul, MN
  • 02/2020 → 07/2023
    Tax & Financial Group
    Newport Beach, CA
  • 07/2023 → Present
    Towneley Capital Management, Inc.
    Laguna Hills, CA
Previous Registrations
  • 2020-07-16 → 2023-07-11
    Securian Financial Services, Inc.
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-02
  • S66 Uniform Combined State Law Examination
    2020-07-02
Designations

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
FUSION FINANCIAL
ADVISORS ON CALL
EQUITABLE ADVISORS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
INTEGRITY ALLIANCE, LLC.

Other Investors

ERNEST DANIEL GARRETT
PAULA DURRANT
TRACY ANN KUNTZ
ROBYN LYNN CLARKE
MARTIN DANIEL STANDISH
OMID EFTEKHARI
SCOTT JOLYON MONROE
BRIAN CRAIG MOSHENKO

Other Offices

CETERA INVESTMENT ADVISERS LLC · LAGUNA HILLS, CA
LPL FINANCIAL LLC · LAGUNA HILLS, CA
FUSION FINANCIAL · LAGUNA HILLS, CA
ADVISORS ON CALL · LAGUNA HILLS, CA
EQUITABLE ADVISORS, LLC · LAGUNA HILLS, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Hills, CA
EDWARD JONES · Laguna Hills, CA
INTEGRITY ALLIANCE, LLC. · Laguna Hills, CA

More in Laguna Hills, CA

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