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Slone Alley

Cetera Investment Advisers LLC

Lexington, KY

Mount Washington, KY

Louisville, KY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-10-19
  • KY RA
    APPROVED
    Since 2021-10-19

Branch Locations

201 E. Main St Suite 520, Lexington, KY 40507 • United States

201 N Bardstown Rd, Mount Washington, KY 40047 • United States

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Lexington KY 06/2018 12/2018
Georgetown College Georgetown KY 08/2014 06/2018
Khsaa Lexington KY 02/2016 05/2017
Vinaigrette Salad Kitchen Lexington KY 08/2017 11/2017
Foresters Financial Services Lexington KY 12/2018 06/2019
Cetera Investment Services Llc St Cloud MN 07/2019 Present
Cetera Investment Advisers Llc Lexington KY 10/2021 Present
  • 06/2018 → 12/2018
    Foresters Financial
    Lexington, KY
  • 08/2014 → 06/2018
    Georgetown College
    Georgetown, KY
  • 02/2016 → 05/2017
    Khsaa
    Lexington, KY
  • 08/2017 → 11/2017
    Vinaigrette Salad Kitchen
    Lexington, KY
  • 12/2018 → 06/2019
    Foresters Financial Services
    Lexington, KY
  • 07/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2021 → Present
    Cetera Investment Advisers Llc
    Lexington, KY
Other Businesses

1. OWNER OF GREEN HILLS ADVISORY; DBA FOR CETERA BUSINESS 2. PART OWNER OF SALT RIVER HOLDINGS, LLC; COMMERICAL REAL ESTATE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-18
S63 Uniform Securities Agent State Law Examination 2018-12-13
  • S65 Uniform Investment Adviser Law Examination
    2021-10-18
  • S63 Uniform Securities Agent State Law Examination
    2018-12-13

View on SEC IAPD

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Other Investors

MICHAEL JAMES BROWNELL
JASON CHRISTOPHER GRESHAM
JAMES CARL GRAY
MARC ALLEN MOORE
AARON WILLIAM SEYFRIED
CARL LEE JINRIGHT
GEORGE DAVID PIERCE
JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

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