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Diane Elena Kessler

Citigroup Global Markets Inc.

Rockville, MD

Bethesda, MD

Potomac, MD

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-12-06
DC RA APPROVED 2007-05-29
MD RA APPROVED 2007-05-29
VA RA APPROVED 2007-05-29
  • TX RA
    APPROVED_RES
    Since 2012-12-06
  • DC RA
    APPROVED
    Since 2007-05-29
  • MD RA
    APPROVED
    Since 2007-05-29
  • VA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Sales 822 Rockville Pike, Rockville, MD 20852 • United States

Cwm Retail, Sales 8101 Wisconsin Ave, Bethesda, MD 20814 • United States

Potomac, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Washington DC 05/2007 Present
Previous Registrations
  • 2004-02-02 → 2007-05-29
    Citicorp Investment Services
    Washington, DC
    Washington, DC
  • 1999-05-17 → 2003-07-22
    Morgan Stanley Dw Inc.
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-03-11
  • S66 Uniform Combined State Law Examination
    1999-03-11
Other Names
  • Diane Sher
  • Diane Elena Sher

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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J.P. MORGAN SECURITIES LLC
UNITED BROKERAGE SERVICES, INC
PROFIT INVESTMENTS
ORTMAN FINANCIAL PLANNING

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Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD
NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD
J.P. MORGAN SECURITIES LLC · Rockville, MD
UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD
PROFIT INVESTMENTS · NORTH BETHESDA, MD
ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

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