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8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-10-26 |
Branch Locations
12 North Morgan Ave., Andrews, SC 29510 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-02-08 |
Branch Locations
1230 Main Street, Columbia, SC 29201 • United States
Georgetown 726 Front St, Georgetown, SC 29440 • United States
200 West Main Street, Kingstree, SC 29556 • United States
12 North Morgan Ave, Andrews, SC 29510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 08/2017 | 02/2022 |
| First Citizens Bank | Georgetown | SC | 09/2015 | 02/2022 |
| First Citizens Investor Services | Andrews | SC | 02/2022 | Present |
| First Citizens Asset Management | Raleigh | NC | 10/2022 | Present |
First Citizens Asset Management; 12 North Morgan Ave. Andrews, SC 29510; Financial Consultant; 16 hrs/month; yes investment related; duties are managed money offerings; no access to/control of funds; compensation is part of salary paid by FCIS no direct compensation is received from FCAM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-16 |
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