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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-27 |
| MN | RA | APPROVED | 2017-12-04 |
Branch Locations
400 1St St S 2Nd Fl, Saint Cloud, MN 56301 • United States
950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Saint Cloud | MN | 10/2013 | Present |
| Wells Fargo Clearing Services, Llc | Saint Cloud | MN | 08/2017 | Present |
CASSIE'S HAIR STUDIO, LLC, NOT INVT RELATED, WAITE PARK, MN, 100% OWNERSHIP BY SPOUSE, START DATE 2/15/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, CHECK SIGNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-09 |
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