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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Saginaw | MI | 08/2017 | 11/2018 |
| Warmels & Comstock | East Lansing | MI | 02/2017 | 04/2017 |
| Kokaly Sports | Bay City | MI | 09/2013 | 08/2017 |
| Michigan State University | East Lansing | MI | 09/2016 | 08/2017 |
| Royal Alliance Associates, Inc. | Saginaw | MI | 11/2018 | Present |
1) AUNT MILLIE'S BAKERY; POSITION: Merchandiser NATURE: Family Owned Bread Company INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2018 ADDRESS: 3901 Fashion Square Blvd, Saginaw MI 48603, United States; DESCRIPTION: I work part time (10-15 hours a week) driving around to grocery stores stocking bread. 2) VANTAGEPOINTE FINANCIAL GROUP POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/22/2018 ADDRESS: 3875 Bay Road, Suite 1E, Saginaw MI 48603, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance. 3) VANTAGEPOINTE FINANCIAL GROUP POSITION: Registered Rep/IAR NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/05/2018 ADDRESS: 3875 Bay Road, Suite 1E, Saginaw MI 48603, United States DESCRIPTION: Sales/Marketing of securities, investment advisory and insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-04 |
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