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CRD 3178563
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2010-10-12 |
| TN | RA | APPROVED | 2010-10-08 |
| MS | RA | APPROVED | 2005-08-05 |
Branch Locations
188 E Capitol St, Ste 375, Jackson, MS 39201 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
109 W Jackson St, Ridgeland, MS 39157 • United States
6114 Ridgewood Rd, Jackson, MS 39211 • United States
2299 Lakeland Dr, Flowood, MS 39232 • United States
Madison, MS • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Jackson | MS | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Jackson | MS | 11/2016 | Present |
THE SPEED STABLE; NOT INVESTMENT RELATED; CARTHAGE,MS; 100% OWNERSHIP; START DATE 07/17/2019; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; OWNER - SALE OF MOTORCYCLE AND MUSIC CULTURE APPAREL AND ITEMS. GLORY BEE, LLC, NOT INVT RELATED, JACKSON, MS, 100% OWNERSHIP, START DATE 12/8/2020, 5 HRS PER MONTH, 0 HRS DURING TRADING, MANAGEMENT AND MARKETING. |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-16 |
| S65 | Uniform Investment Adviser Law Examination | 1999-03-16 |
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