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Jimmy Dwayne White

Calton & Associates, Inc.

Jackson, MS

CRD 3127128

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Employer firm

Calton & Associates, Inc. CRD 20999

$1.58B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2004-07-13
  • MS RA
    APPROVED
    Since 2004-07-13

Branch Locations

120 South Pointe Drive Suite C, Jackson, MS 39272 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calton & Associates, Inc. Jackson MS 11/2001 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-10
S63 Uniform Securities Agent State Law Examination 1998-12-01
  • S65 Uniform Investment Adviser Law Examination
    2004-06-10
  • S63 Uniform Securities Agent State Law Examination
    1998-12-01

View on SEC IAPD

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Nearby Investors

JACK W GRIFFITH
DENNIS M MEEK
JOSEPH MACON

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CETERA INVESTMENT ADVISERS LLC · BYRAM, MS
CETERA INVESTMENT ADVISERS LLC · RICHLAND, MS
CETERA INVESTMENT ADVISERS LLC · JACKSON, MS

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