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Zachary Lyle Roberts

J.P. Morgan Securities LLC

Newport Beach, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-04
TX RA APPROVED_RES 2020-09-25
CA RA APPROVED 2019-08-02
  • NY RA
    APPROVED
    Since 2022-04-04
  • TX RA
    APPROVED_RES
    Since 2020-09-25
  • CA RA
    APPROVED
    Since 2019-08-02

Branch Locations

551 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Los Angeles CA 09/2017 09/2018
Liver Shot Publishing Venice CA 02/2015 09/2017
Morgan Stanley Private Bank, National Association Los Angeles CA 09/2017 09/2018
Jp Morgan Securities, Llc Marina Del Rey CA 07/2019 Present
Jp Morgan Chase Bank, N.A. Marina Del Rey CA 07/2019 Present
Unemployed Venice CA 10/2018 06/2019
  • 09/2017 → 09/2018
    Morgan Stanley
    Los Angeles, CA
  • 02/2015 → 09/2017
    Liver Shot Publishing
    Venice, CA
  • 09/2017 → 09/2018
    Morgan Stanley Private Bank, National Association
    Los Angeles, CA
  • 07/2019 → Present
    Jp Morgan Securities, Llc
    Marina Del Rey, CA
  • 07/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Marina Del Rey, CA
  • 10/2018 → 06/2019
    Unemployed
    Venice, CA
Previous Registrations
  • 2017-11-21 → 2018-10-01
    Morgan Stanley
    Los Angeles, CA
    Santa Monica, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-21
  • S66 Uniform Combined State Law Examination
    2017-11-21
Other Names
  • Zachary Roberts
  • Zachary Lyle Roberts
  • Zachary L Roberts

View on SEC IAPD

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Other Investors

WILLIAM ERIC BLANTON
Travis L. Shirley
Michael Schanna
Rebekah A. Beekie
WILLIAM BENJAMIN SHAPIRO
Austin Mascorro
Bruce Lyle
Philip Pluta

Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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