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William Ladd Storey

Wells Fargo Clearing Services, LLC

Sacramento, CA

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-07-31
  • CA RA
    APPROVED
    Since 2018-07-31

Branch Locations

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

50 W San Fernando St Ste 1500 [Support Center], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Sacramento CA 06/2009 07/2018
Wells Fargo Clearing Services, Llc Sacramento CA 07/2018 Present
Previous Registrations
  • 2009-06-01 → 2018-08-06
    Morgan Stanley
    Sacramento, CA
    Roseville, CA
  • 2008-06-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Sacramento, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-31
S63 Uniform Securities Agent State Law Examination 1999-03-05
  • S65 Uniform Investment Adviser Law Examination
    2008-05-31
  • S63 Uniform Securities Agent State Law Examination
    1999-03-05
Other Names
  • William L Storey

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
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LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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