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Current Employers
Kpp Advisory Services Llc

9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-04
KY RA APPROVED 2021-06-18
  • TX RA
    APPROVED_RES
    Since 2022-02-04
  • KY RA
    APPROVED
    Since 2021-06-18

Branch Locations

9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferson National Financial Corp Louisville KY 06/2018 06/2019
Jefferson National Securities Corporation Louisville KY 06/2018 06/2019
Salomon & Co. Lexington KY 08/2017 05/2018
Farm Credit Mid-America Somerset KY 05/2017 08/2017
Uky Johnson Center Lexington KY 01/2015 12/2016
College Student Lexington KY 05/2014 05/2018
Nationwide Investment Services Corporation Louisville KY 01/2019 06/2019
Raymond James & Associates Louisville KY 06/2019 06/2020
Mockingbird Valley Sports Complex Louisville KY 10/2019 11/2019
Fund Evaluation Group Cincinnati OH 06/2020 05/2021
Lpl Financial, Llc Louisville KY 06/2021 Present
Kpp Advisory Services Llc Louisville KY 06/2021 Present
  • 06/2018 → 06/2019
    Jefferson National Financial Corp
    Louisville, KY
  • 06/2018 → 06/2019
    Jefferson National Securities Corporation
    Louisville, KY
  • 08/2017 → 05/2018
    Salomon & Co.
    Lexington, KY
  • 05/2017 → 08/2017
    Farm Credit Mid-America
    Somerset, KY
  • 01/2015 → 12/2016
    Uky Johnson Center
    Lexington, KY
  • 05/2014 → 05/2018
    College Student
    Lexington, KY
  • 01/2019 → 06/2019
    Nationwide Investment Services Corporation
    Louisville, KY
  • 06/2019 → 06/2020
    Raymond James & Associates
    Louisville, KY
  • 10/2019 → 11/2019
    Mockingbird Valley Sports Complex
    Louisville, KY
  • 06/2020 → 05/2021
    Fund Evaluation Group
    Cincinnati, OH
  • 06/2021 → Present
    Lpl Financial, Llc
    Louisville, KY
  • 06/2021 → Present
    Louisville, KY
Previous Registrations
Other Businesses

1. 6/1/2021 - KENTUCKY PLANNING PARTNERS, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 7/14/2021 - KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/01/2021 - 160 Hours Per Month/38 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 05/16/2023 - King of the Hill LLC - Investment Related - Somerset, KY - Real Estate Rental - Start Date 03/28/2023 - 5 Hours Per Month/ 0 Hours During Securities Trading 4. 07/09/2024 - AHKPP - Real Estate Rental - Investment Related - Lexington, KY - Start Date 04/30/2024 - 1 Hour Per Month/ 0 Hours During Trading 5. 01/10/2025- Affirmed Capital LLC- Real Estate Rental- Not INV Related- At Lexington, KY- Start date 01/01/2025- 10 Hours Per Month 6. 08/26/2026 - Big Brothers Big Sisters of the Bluegrass; Board Member; Not investment related; 181 W Lowry Ln #150 Lexington Kentucky 40503; Description: Big Brothers Big Sisters of the Bluegrass is an affiliate of the US's oldest, most respected mentoring organization. Our mission-driven, performance-based organization is professionally managed and provides high-quality 1:1 mentoring services to over 200 children and their families in Central Kentucky across 14 counties: Anderson, Bourbon, Boyle, Clark, Fayette, Franklin, Garrard, Jessamine, Lincoln, Madison, Mercer, Montgomery, Scott, Woodford. Responsibilities: Serve on the board of directors in the capacity of fundraising and helping review financials; 2026-08-03; 1 Hour per month devoted to business during trading hours; 2 Hours per month devoted to business outside trading hours; 0 Percent of total yearly compensation expected to be derived from the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-27
S63 Uniform Securities Agent State Law Examination 2018-08-24
  • S66 Uniform Combined State Law Examination
    2019-09-27
  • S63 Uniform Securities Agent State Law Examination
    2018-08-24
Designations

View on SEC IAPD

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