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9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-04 |
| KY | RA | APPROVED | 2021-06-18 |
Branch Locations
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jefferson National Financial Corp | Louisville | KY | 06/2018 | 06/2019 |
| Jefferson National Securities Corporation | Louisville | KY | 06/2018 | 06/2019 |
| Salomon & Co. | Lexington | KY | 08/2017 | 05/2018 |
| Farm Credit Mid-America | Somerset | KY | 05/2017 | 08/2017 |
| Uky Johnson Center | Lexington | KY | 01/2015 | 12/2016 |
| College Student | Lexington | KY | 05/2014 | 05/2018 |
| Nationwide Investment Services Corporation | Louisville | KY | 01/2019 | 06/2019 |
| Raymond James & Associates | Louisville | KY | 06/2019 | 06/2020 |
| Mockingbird Valley Sports Complex | Louisville | KY | 10/2019 | 11/2019 |
| Fund Evaluation Group | Cincinnati | OH | 06/2020 | 05/2021 |
| Lpl Financial, Llc | Louisville | KY | 06/2021 | Present |
| Kpp Advisory Services Llc | Louisville | KY | 06/2021 | Present |
1. 6/1/2021 - KENTUCKY PLANNING PARTNERS, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 7/14/2021 - KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/01/2021 - 160 Hours Per Month/38 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 05/16/2023 - King of the Hill LLC - Investment Related - Somerset, KY - Real Estate Rental - Start Date 03/28/2023 - 5 Hours Per Month/ 0 Hours During Securities Trading 4. 07/09/2024 - AHKPP - Real Estate Rental - Investment Related - Lexington, KY - Start Date 04/30/2024 - 1 Hour Per Month/ 0 Hours During Trading 5. 01/10/2025- Affirmed Capital LLC- Real Estate Rental- Not INV Related- At Lexington, KY- Start date 01/01/2025- 10 Hours Per Month 6. 08/26/2026 - Big Brothers Big Sisters of the Bluegrass; Board Member; Not investment related; 181 W Lowry Ln #150 Lexington Kentucky 40503; Description: Big Brothers Big Sisters of the Bluegrass is an affiliate of the US's oldest, most respected mentoring organization. Our mission-driven, performance-based organization is professionally managed and provides high-quality 1:1 mentoring services to over 200 children and their families in Central Kentucky across 14 counties: Anderson, Bourbon, Boyle, Clark, Fayette, Franklin, Garrard, Jessamine, Lincoln, Madison, Mercer, Montgomery, Scott, Woodford. Responsibilities: Serve on the board of directors in the capacity of fundraising and helping review financials; 2026-08-03; 1 Hour per month devoted to business during trading hours; 2 Hours per month devoted to business outside trading hours; 0 Percent of total yearly compensation expected to be derived from the business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-24 |
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