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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-28
WA RA APPROVED 2017-12-26
  • TX RA
    APPROVED
    Since 2019-05-28
  • WA RA
    APPROVED
    Since 2017-12-26

Branch Locations

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 08/2017 Present
Seattle Seahawks Football Northwest Llc Renton WA 10/2011 05/2017
Unemployed Seattle WA 05/2017 08/2017
Bank Of America, N.A Seattle WA 01/2018 Present
  • 08/2017 → Present
    Seattle, WA
  • 10/2011 → 05/2017
    Seattle Seahawks Football Northwest Llc
    Renton, WA
  • 05/2017 → 08/2017
    Unemployed
    Seattle, WA
  • 01/2018 → Present
    Bank Of America, N.A
    Seattle, WA
Other Businesses

I*4099268Entity Type: Fiduciary roleName of OBA: S. P.Address: Seattle, Washington, 98112Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 03/19/2026Number of Hours: 1, YearlyNumber of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*4165265, Entity Type: , Name of OBA: S P TOD BENEFICIARIES ON FILE , Address: Seattle, Washington, 98112, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 03/26/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4165266, Entity Type: , Name of OBA: S P TOD BENEFICIARIES ON FILE , Address: Seattle, Washington, 98112, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 03/26/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4165267, Entity Type: , Name of OBA: S P TOD BENEFICIARIES ON FILE , Address: Seattle, Washington, 98112, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 03/26/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4165269, Entity Type: , Name of OBA: MLPF& S CUST FPO S P IRA FBO S P, Address: Seattle, Washington, 98112, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 03/26/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4165270, Entity Type: , Name of OBA: MLPF& S CUST FPO S P IRA FBO S P, Address: Seattle, Washington, 98112, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 03/26/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4778301, Entity Type: , Name of OBA: R E. M and K J. B M 2019 Revocable Trust, Address: Paso Robles, California, 93446-7194, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 07/01/2026, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: I*5122274, Entity Type: , Name of OBA: R E. M and K J. B M 2019 Revocable Trust, Address: Paso Robles, California, 93446, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 07/28/2026, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: I*5392268, Entity Type: , Name of OBA: B T P TTEE M M TTEE U/A DTD 04/24/2019 , Address: Seattle, Washington, 98199, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 07/10/2026, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-22
  • S66 Uniform Combined State Law Examination
    2017-12-22
Other Names
  • Brad Posten
  • Bradley Posten

View on SEC IAPD

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