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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-03 |
| WI | RA | APPROVED | 2021-12-07 |
Branch Locations
12745 W Capitol Dr Ste 202, Brookfield, WI 53005 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
12745 W Capitol Dr Ste 202, Brookfield, WI 53005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Hartland | WI | 08/2017 | 12/2021 |
| Tax Advisory Group, Llc | Brookfield | WI | 05/2014 | Present |
| Avantax Insurance Services, Llc | Brookfield | WI | 01/2018 | 12/2021 |
| Assured Mortgage | Brookfield | WI | 05/2017 | 09/2019 |
| Assured Mortgage | Brookfield | WI | 05/2017 | 09/2019 |
| Lincoln Heritage Funeral Advantage | Brookfield | WI | 01/2020 | 10/2020 |
| First Fidelity Home Mortgage Of Wisconsin Llc | Waukesha | WI | 10/2019 | Present |
| Lpl Financial, Llc | Brookfield | WI | 12/2021 | Present |
1) 10/2019 - Outside/W-2 Employment - First Fidelity Home Mortgage of Wisconsin LLC - Investment Related - Waukesha, WI 53188 2) 2017 - Notary - Not Investment Related - Brookfield WI 53005 3) 5/2015 - Tax Prep/Accounting/CPA - Tax Advisory Group LLC - Investment Related - Brookfield WI 53005 4) 12/2021 - DBA for LPL Business (entity for LPL business) - Tax Advisory Group, LLC - Investment Related - Brookfield WI 53005
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-20 |
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