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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-11-08 |
| TX | RA | APPROVED | 2022-11-08 |
Branch Locations
1401 S Brentwood Blvd Ste 400, St. Louis, MO 63144 • United States
Saint Albans, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephen Gross | Saint Louis | MO | 08/2017 | 11/2017 |
| Northwestern Mutual Investment Services Llc | Saint Louis | MO | 11/2017 | Present |
| Stephen Gross | Saint Louis | MO | 11/2017 | 03/2018 |
| Student | Saint Louis | MO | 11/1996 | 09/2017 |
| John Gatewood | Saint Louis | MO | 03/2018 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2018 | 11/2019 |
| Lpl Financial | St. Louis | MO | 11/2019 | Present |
1) 07/24/2025 - Gatewood Wealth Holdings - Investment Related - Other - Business Owner - brentwood blvd - Start Date:07/21/2025 - 2 Hrs/Mth - 1 Hrs During Trading. 2) 07/24/2025 - GATEWOOD WEALTH SOLUTIONS, LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/21/2025 - 40 Hrs/Mth - 5 Hrs During Trading. 3) 07/24/2025 - Gatewood Management Company - Not Investment Related - Business Entity For Tax/Investment Purposes Only - brentwood blvd - Start Date:07/21/2025 - 40 Hrs/Mth - 5 Hrs During Trading. 4) 07/31/2025 -Gatewood Tax and Accounting - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date:07/21/2025 - 2 Hrs/Mth - 0 Hrs During Trading. 5) 11/24/2025 - Gatewood - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/24/25 6) 03/24/2026 - CAIA - Non-Profit Board Member - Not Investment Related - St. Louis, MO - Start Date 11/01/2024 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-12-28 |
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