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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-11-08
TX RA APPROVED 2022-11-08
  • MO RA
    APPROVED
    Since 2022-11-08
  • TX RA
    APPROVED
    Since 2022-11-08

Branch Locations

1401 S Brentwood Blvd Ste 400, St. Louis, MO 63144 • United States

Saint Albans, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephen Gross Saint Louis MO 08/2017 11/2017
Northwestern Mutual Investment Services Llc Saint Louis MO 11/2017 Present
Stephen Gross Saint Louis MO 11/2017 03/2018
Student Saint Louis MO 11/1996 09/2017
John Gatewood Saint Louis MO 03/2018 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2018 11/2019
Lpl Financial St. Louis MO 11/2019 Present
  • 08/2017 → 11/2017
    Stephen Gross
    Saint Louis, MO
  • 11/2017 → Present
    Northwestern Mutual Investment Services Llc
    Saint Louis, MO
  • 11/2017 → 03/2018
    Stephen Gross
    Saint Louis, MO
  • 11/1996 → 09/2017
    Student
    Saint Louis, MO
  • 03/2018 → Present
    John Gatewood
    Saint Louis, MO
  • 05/2018 → 11/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2019 → Present
    Lpl Financial
    St. Louis, MO
Other Businesses

1) 07/24/2025 - Gatewood Wealth Holdings - Investment Related - Other - Business Owner - brentwood blvd - Start Date:07/21/2025 - 2 Hrs/Mth - 1 Hrs During Trading. 2) 07/24/2025 - GATEWOOD WEALTH SOLUTIONS, LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/21/2025 - 40 Hrs/Mth - 5 Hrs During Trading. 3) 07/24/2025 - Gatewood Management Company - Not Investment Related - Business Entity For Tax/Investment Purposes Only - brentwood blvd - Start Date:07/21/2025 - 40 Hrs/Mth - 5 Hrs During Trading. 4) 07/31/2025 -Gatewood Tax and Accounting - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date:07/21/2025 - 2 Hrs/Mth - 0 Hrs During Trading. 5) 11/24/2025 - Gatewood - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/24/25 6) 03/24/2026 - CAIA - Non-Profit Board Member - Not Investment Related - St. Louis, MO - Start Date 11/01/2024 - 5 hours per month/ 0 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-12-28
  • S63 Uniform Securities Agent State Law Examination
    2017-12-28
Designations
Other Names
  • Christopher M Arends

View on SEC IAPD

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