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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-02
MI RA APPROVED 2017-12-26
  • TX RA
    APPROVED
    Since 2018-01-02
  • MI RA
    APPROVED
    Since 2017-12-26

Branch Locations

4805 Towne Centre Rd, Saginaw, MI 48604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saginaw MI 08/2017 Present
Xact Data Discovery Troy MI 03/2016 08/2017
Bank Of America, N.A. Saginaw MI 10/2017 Present
Other Businesses

I*132755 For profit or not for profit: Non-Profit Organization Name of outside business organization: Rotary Internatioal Investment related: N Address of business: Rochester Hills, Michigan 48307 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 9/8/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 3 Duties: Rochester Rotary provides help locally to the community as well as internationally to help with the health and well being of those in need through volunteering time and fundraising efforts. My responsibilities would be to help organize such efforts. I*126247 For profit or not for profit: Non-Profit Organization Name of outside business organization: Rotary International Investment related: N Address of business: Rochester Hills, Michigan 48308 Nature of business: Charitable Organization Compensation for Activity: N Position, title, association: Committee Member Start date of relationship: 9/24/2019 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 5 Duties: The purpose of the entity is to promote peace, fight disease, provide clean water, save mothers and children, support education and grow local economies. My task is to assist with the preparation and execution of the Poinsettia Sale. I*: 2166270 Entity Type: Charitable Name of OBA: Waterford Chamber of commerce Address: Waterford, MI 48327 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 01/28/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 1 hr mthly Duties: Assist in decisions to help run an effective chamber as well as assist with two events during the year

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-16
  • S66 Uniform Combined State Law Examination
    2017-11-16
Other Names
  • Rachel Aviles

View on SEC IAPD

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