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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-02 |
| MI | RA | APPROVED | 2017-12-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saginaw | MI | 08/2017 | Present |
| Xact Data Discovery | Troy | MI | 03/2016 | 08/2017 |
| Bank Of America, N.A. | Saginaw | MI | 10/2017 | Present |
I*132755 For profit or not for profit: Non-Profit Organization Name of outside business organization: Rotary Internatioal Investment related: N Address of business: Rochester Hills, Michigan 48307 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 9/8/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 3 Duties: Rochester Rotary provides help locally to the community as well as internationally to help with the health and well being of those in need through volunteering time and fundraising efforts. My responsibilities would be to help organize such efforts. I*126247 For profit or not for profit: Non-Profit Organization Name of outside business organization: Rotary International Investment related: N Address of business: Rochester Hills, Michigan 48308 Nature of business: Charitable Organization Compensation for Activity: N Position, title, association: Committee Member Start date of relationship: 9/24/2019 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 5 Duties: The purpose of the entity is to promote peace, fight disease, provide clean water, save mothers and children, support education and grow local economies. My task is to assist with the preparation and execution of the Poinsettia Sale. I*: 2166270 Entity Type: Charitable Name of OBA: Waterford Chamber of commerce Address: Waterford, MI 48327 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 01/28/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 1 hr mthly Duties: Assist in decisions to help run an effective chamber as well as assist with two events during the year
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-16 |
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