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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Porter Ranch | CA | 08/2017 | 11/2024 |
| Unemployed | Encino | CA | 02/2017 | 08/2017 |
| Pitney Bowes | Gardena | CA | 08/2002 | 02/2017 |
| Prudential Insurance Company Of America | Porter Ranch | CA | 02/2018 | Present |
| Lpl Enterprise, Llc | Sherman Oaks | CA | 11/2024 | Present |
1) 11/05/2024 - Kaiser Foundation Health Plan, Inc. California Small Group Commercial - Sales of Small Group Health Insurance - Non-Variable Insurance - Inv Related - At Porter Ranch. CA - Start Date 03/26/2024 - 5hrs/mth - 5hrs/mth During Trading 2) 01/29/2025 - Innovative Financial Solutions and Insurance - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location(s) - Start Date 03/01/2025 - 160hrs/mth - 160hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-09 |
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