Weijia Guo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 07/2019
  Pruco Securities, Llc
  San Francisco, CA
• 11/2015 → 03/2017
  Izakaya Umai
  San Francisco, CA
• 05/2017 → 05/2018
  Partner Equity
  San Francisco, CA
• 03/2017 → 05/2017
  Unemployed
  San Francisco, CA
• 12/2017 → 04/2019
  The Prudential Insurance Company Of America
  San Francisco, CA
• 04/2019 → Present
  Bank Of America
  San Francisco, CA
• 04/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-05-29
• S63 Uniform Securities Agent State Law Examination
  2017-11-27

Other Names

• Spring Guo