Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

490 Broadway, Millbrae, CA 94030 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Millbrae CA 10/2006 Present
Wells Fargo Advisors Llc Millbrae CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Millbrae CA 11/2016 Present
  • 10/2006 → Present
    Wells Fargo Bank, N.A.
    Millbrae, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Millbrae, CA
  • 11/2016 → Present
    Millbrae, CA
Previous Registrations
  • 2008-04-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Daly City, CA
    Millbrae, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-10
  • S66 Uniform Combined State Law Examination
    2008-04-10
Other Names
  • Matthew P. Solis

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Jose, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor