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3890 S. Lindbergh Blvd Suite 200, Sunset Hills, MO 63127-1391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-12-13 |
Branch Locations
3890 South Lindbergh Blvd. Suite 200, St. Louis, MO 63127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sfc Financial Llc | St. Louis | MO | 01/2017 | Present |
| Swink Coplen & Company Pc | St. Louis | MO | 06/1999 | Present |
(1) SWINK COPLEN & COMPANY PC. NOT INVESTMENT-RELATED. 3890 SOUTH LINDBERGH BLVD, SUITE 200, ST. LOUIS, MO 63127. CPA FIRM. SHAREHOLDER & DIRECTOR OF TAX. START 06/1999. 180 HOURS PER MONTH DURING SECURITIES TRADING HOURS. DUTIES: MANAGE TAX DEPARTMENT. (2) NINJA INVESTMENTS LLC. NOT INVESTMENT-RELATED. 4732 BRUNSTON DRIVE, ST. LOUIS, MO 63128. RENTAL REAL ESTATE. MANAGING MEMBER. START 07/21/2015. 5 HOURS PER MONTH; ZERO HOURS DURING TRADING HOURS. DUTIES: MANAGEMENT AND ACCOUNTING FOR LLC. (3) WILDROSE MANOR LLC. NOT INVESTMENT-RELATED. 4732 BRUNSTON DRIVE, ST. LOUIS, MO 63128. RENTAL REAL ESTATE. MANAGING MEMBER. START 09/19/2021. 5 HOURS PER MONTH; ZERO HOURS DURING TRADING HOURS. DUTIES: MANAGEMENT AND ACCOUNTING FOR LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-13 |
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