Susan E Moser

Current Employers

Employment History

• 03/2005 → Present
  Lpl Financial, Llc
  Plainfield, IL
• 11/2006 → 04/2018
  Herbst Financial Advisors, Inc.
  Plainfield, IL
• 01/2011 → 05/2019
  Herbst Financial Services
  Plainfield, IL

Previous Registrations

• 2006-03-17 → 2018-04-02
  Herbst Financial Advisors, Inc.
  Plainfield, IL

Other Businesses

1. 3/24/2006: CPA/BOOKKEEPER/TAX PREPARER - I AM THE IN-HOUSE CPA WHO PREPARES FEDERAL AND STATE INCOME TAX RETURNS. 2. 9/25/2018 - Professional Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2018 - 160 Hours Per Month/30 Hours During Securities Trading. 3. 10/19/2018 - Professional Wealth Advisors, LLC - DBA: PWA - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2018 - 120 Hours Per Month During Securities Trading. 4. 1/14/2019 - Moser Tax Services LLC - Investment Related - Home Based - Tax Prep/Accounting/CPA - Member/Owner - Started 01/01/2019 - 50 Hours Per Month During Securities Trading. 5. 10/13/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Producer - Start Date: 10/12/2021 - 5 Hours Per Month/5 Hours During Securities Trading. 6. 10/13/2021 - PWA Financial Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Producer - Start Date: 10/12/2021 - 5 Hours Per Month/5 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-12-13
• S65 Uniform Investment Adviser Law Examination
  2000-04-13

Other Names

• Susan Elizabeth Fiene
• Susan Elizabeth Karatjas