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999 Vanderbilt Beach Road Suite 200, Naples, FL 34108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-09-22 |
Branch Locations
999 Vanderbilt Beach Road Suite 200, Naples, FL 34108 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ocean Park Asset Management, Llc | Santa Monica | CA | 05/2016 | 08/2025 |
| 3Edge Asset Management, Lp | Naples | FL | 08/2025 | Present |
| Vigilant Distributors, Llc | Chadds Ford | PA | 08/2025 | Present |
| Northern Lights Distributors, Llc | Omaha | NE | 06/2016 | 08/2025 |
| Sierra Investment Management, Llc | Santa Monica | CA | 05/2016 | 12/2024 |
Tomas Giardino is registered with 3Edge Asset Management, LP, a SEC Registered Investment Advisor and Vigilant Distributors, LLC, an unaffiliated Broker Dealer.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-12-08 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
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