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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-02
  • CA RA
    APPROVED
    Since 2022-05-02

Branch Locations

6131 Orangethorpe Ave. Suite 160, Buena Park, CA 90703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sc Insurance Agency Westminster CA 06/2014 Present
Homesmart Evergreen Realty Huntington Beach CA 03/2012 12/2017
California Health Benefit Exchange West Sacramento CA 01/2014 Present
United Healthcare Santa Ana CA 06/2014 Present
Wfgia Buena Park CA 11/2012 Present
Transamerica Financial Advisors, Llc Buena Park CA 08/2017 Present
Jack Schroeder & Associates Long Beach CA 07/2019 Present
Lspn Pro Llc Lindon UT 05/2023 Present
Warner Pacific Westlake Village CA 03/2026 Present
Royal Capital Realty Westminster CA 05/2026 Present
  • 06/2014 → Present
    Sc Insurance Agency
    Westminster, CA
  • 03/2012 → 12/2017
    Homesmart Evergreen Realty
    Huntington Beach, CA
  • 01/2014 → Present
    California Health Benefit Exchange
    West Sacramento, CA
  • 06/2014 → Present
    United Healthcare
    Santa Ana, CA
  • 11/2012 → Present
    Wfgia
    Buena Park, CA
  • 08/2017 → Present
    Buena Park, CA
  • 07/2019 → Present
    Jack Schroeder & Associates
    Long Beach, CA
  • 05/2023 → Present
    Lspn Pro Llc
    Lindon, UT
  • 03/2026 → Present
    Warner Pacific
    Westlake Village, CA
  • 05/2026 → Present
    Royal Capital Realty
    Westminster, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. SC INSURANCE AGENCY/Investment Related - No/16461 Magnolia St. Westminster, CA 92683 714-512-5132/It's a property and casualty insurance agency./Agent/06.2014/5/0/Agent to quote and/or bind clients property amp; casualty policy. CALIFORNIA HEALTH BENEFIT EXCHANGE/Investment Related - No/P.O. Box 989725 West Sacramento, CA 95798-9725 855-777-6782/Covered CA help consumers with their health insurance./Agent/01.2014/5/0/I'm an agent helping consumers to enroll and select their health insurance plan. UNITED HEALTHCARE/Investment Related - No/3120 Lake Ctr Santa Ana, CA 92704 714-825-5166/I help explain to clients the Medicare Advantage plan and enroll them into the plan as needed./Agent/06.2014/5/0/I help explain to clients the Medicare Advantage plan and enroll them into the plan as needed. Jack Schroeder & Associates; Investment Related/No; 100 West Braodway #500 LOong Beach CA 90802; Agent; 07/2019; 5 monthly hrs; 0 During securities trading; Strictly for Medicaire and/or Medicatwe Supplement, I educate Seniors with the Medicare benefits and enroll them into an appropriate plan if needed LSPN PRO LLC POSITION: Referral partner NATURE: Providing bundled professional services with emphasis on Estate Planning Services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/25/2023 ADDRESS: 100 N. STATE STREET, STE B, LINDON UT 84042, United States DESCRIPTION: Refer clients to LSPN if they need estate planning WARNER PACIFIC POSITION: Agent NATURE: Group health insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/12/2026 ADDRESS: 32110 Agoura Road, Westlake Village CA 91361, United States DESCRIPTION: I would email or call for support if I have group health insurance questions. There is no daily activities. I would get quotes from Warner Pacific and help to enroll prospect into a health insurance plan. The carriers would be Anthem Blue Cross, BlueShield, UnitedHealthcare, HealthNet. ROYAL CAPITAL REALTY POSITION: Realtor NATURE: Real estate sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/08/2026 ADDRESS: 16461 Magnolia St,, Westminster CA 92683, United States DESCRIPTION: I would help prospects buy/sale a real estate property. This would be occasionally as needed, no daily activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-09-18
  • S63 Uniform Securities Agent State Law Examination
    2017-09-18
Designations
Other Names
  • Cam T Diep

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