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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-02 |
Branch Locations
6131 Orangethorpe Ave. Suite 160, Buena Park, CA 90703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sc Insurance Agency | Westminster | CA | 06/2014 | Present |
| Homesmart Evergreen Realty | Huntington Beach | CA | 03/2012 | 12/2017 |
| California Health Benefit Exchange | West Sacramento | CA | 01/2014 | Present |
| United Healthcare | Santa Ana | CA | 06/2014 | Present |
| Wfgia | Buena Park | CA | 11/2012 | Present |
| Transamerica Financial Advisors, Llc | Buena Park | CA | 08/2017 | Present |
| Jack Schroeder & Associates | Long Beach | CA | 07/2019 | Present |
| Lspn Pro Llc | Lindon | UT | 05/2023 | Present |
| Warner Pacific | Westlake Village | CA | 03/2026 | Present |
| Royal Capital Realty | Westminster | CA | 05/2026 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. SC INSURANCE AGENCY/Investment Related - No/16461 Magnolia St. Westminster, CA 92683 714-512-5132/It's a property and casualty insurance agency./Agent/06.2014/5/0/Agent to quote and/or bind clients property amp; casualty policy. CALIFORNIA HEALTH BENEFIT EXCHANGE/Investment Related - No/P.O. Box 989725 West Sacramento, CA 95798-9725 855-777-6782/Covered CA help consumers with their health insurance./Agent/01.2014/5/0/I'm an agent helping consumers to enroll and select their health insurance plan. UNITED HEALTHCARE/Investment Related - No/3120 Lake Ctr Santa Ana, CA 92704 714-825-5166/I help explain to clients the Medicare Advantage plan and enroll them into the plan as needed./Agent/06.2014/5/0/I help explain to clients the Medicare Advantage plan and enroll them into the plan as needed. Jack Schroeder & Associates; Investment Related/No; 100 West Braodway #500 LOong Beach CA 90802; Agent; 07/2019; 5 monthly hrs; 0 During securities trading; Strictly for Medicaire and/or Medicatwe Supplement, I educate Seniors with the Medicare benefits and enroll them into an appropriate plan if needed LSPN PRO LLC POSITION: Referral partner NATURE: Providing bundled professional services with emphasis on Estate Planning Services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/25/2023 ADDRESS: 100 N. STATE STREET, STE B, LINDON UT 84042, United States DESCRIPTION: Refer clients to LSPN if they need estate planning WARNER PACIFIC POSITION: Agent NATURE: Group health insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/12/2026 ADDRESS: 32110 Agoura Road, Westlake Village CA 91361, United States DESCRIPTION: I would email or call for support if I have group health insurance questions. There is no daily activities. I would get quotes from Warner Pacific and help to enroll prospect into a health insurance plan. The carriers would be Anthem Blue Cross, BlueShield, UnitedHealthcare, HealthNet. ROYAL CAPITAL REALTY POSITION: Realtor NATURE: Real estate sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/08/2026 ADDRESS: 16461 Magnolia St,, Westminster CA 92683, United States DESCRIPTION: I would help prospects buy/sale a real estate property. This would be occasionally as needed, no daily activities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-09-18 |
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