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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-06
FL RA APPROVED 2025-02-15
  • TX RA
    APPROVED_RES
    Since 2025-03-06
  • FL RA
    APPROVED
    Since 2025-02-15

Branch Locations

6451 N. Federal Highway Suite 1201, Fort Lauderdale, FL 33308 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sound Income Strategies Fort Lauderdale FL 01/2017 02/2025
East Ocean Podiatry Deerfliend Beach FL 05/2014 01/2017
Sound Income Strateigies.LLc Fort Lauderdale FL 01/2018 02/2025
Kovack Advisors, Inc. Fort Lauderdale FL 02/2025 Present
Finsett Solutions Pompano Beach FL 01/2024 Present
Kovack Securities, Inc. Fort Lauderdale FL 04/2025 Present
  • 01/2017 → 02/2025
    Sound Income Strategies
    Fort Lauderdale, FL
  • 05/2014 → 01/2017
    East Ocean Podiatry
    Deerfliend Beach, FL
  • 01/2018 → 02/2025
    Sound Income Strateigies.LLc
    Fort Lauderdale, FL
  • 02/2025 → Present
    Fort Lauderdale, FL
  • 01/2024 → Present
    Finsett Solutions
    Pompano Beach, FL
  • 04/2025 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
Previous Registrations
Other Businesses

1) DBA - DEPAUL CAPITAL, LLC -6451 N. FEDERAL HIGHWAY, SUITE 1201, FORT LAUDERDALE, FL 33301; INVESTMENT RELATED; FINANCIAL SERVICES/WEALTH MANAGEMENT; OWNER/FINANCIAL ADVISOR; 25% OF TIME SPENT. 2) FINSETT SOLUTIONS, LLC - 1770 E. LAS OLAS BLVD, 507, FORT LAUDERDALE, FL 33301; NON-INVESTMENT RELATED; OPERATIONAL ASSISTANCE; OWNER; 65% OF TIME SPENT. 3) KISSEA KINIS, LLC - 1770 E. LAS OLAS BLVD, 507, FORT LAUDERDALE, FL 33301; NON-INVESTMENT RELATED; SWIM WEAR SALES; CO-OWNER; 10% OF TIME SPENT. 4) DCAP INSURANCE SOLUTIONS LLC - 1770 E. LAS OLAS BLVD, 507, FORT LAUDERDALE, FL 33301; START DATE JUNE 23, 2025; NON-INVESTMENT RELATED; SALE OF INSURANCE PRODUCTS; MANAGER; 4 HOURS/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 5) LOLS HOLDINGS - 331 LIDO DRIVE, FORT LAUDERDALE, FL 33301; INVESTMENT RELATED; RENTAL PROPERTY; CO-OWNER; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-08-10
S65 Uniform Investment Adviser Law Examination 2017-11-22
  • S63 Uniform Securities Agent State Law Examination
    2026-08-10
  • S65 Uniform Investment Adviser Law Examination
    2017-11-22
Other Names
  • Keely Elizabeth Escalante

View on SEC IAPD

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