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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-29
  • CA RA
    APPROVED
    Since 2023-03-29

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Palm Springs, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Minneapolis MN 07/2016 11/2016
Ameriprise Financial Services, Inc. Minneapolis MN 11/2016 11/2017
Thrivent Investment Management Inc Minneapolis MN 11/2017 03/2019
Thrivent Financial Appleton WI 11/2017 03/2019
Rbc Capital Markets, Llc. Minneapolis MN 04/2019 Present
Thrivent Investment Management Inc Minneapolis MN 08/2022 Present
Previous Registrations
Other Businesses

DOG & HOUSE SITTER POSITION: Dog & House Sitter NATURE: Care for dogs and homes while their owners are away. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 255 S Avenida Caballeros, Unit 205, Palm Springs CA 92262, United States DESCRIPTION: Walking, feeding and playing with dogs while its owners are away. Taking care of the owner's home while they're away.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-31
S63 Uniform Securities Agent State Law Examination 1999-07-22
  • S66 Uniform Combined State Law Examination
    2017-07-31
  • S63 Uniform Securities Agent State Law Examination
    1999-07-22

View on SEC IAPD

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