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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-13
WA RA APPROVED 2023-07-11
  • TX RA
    APPROVED_RES
    Since 2026-07-13
  • WA RA
    APPROVED
    Since 2023-07-11

Branch Locations

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

1819 Nw Market St, Seattle, WA 98107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Seattle WA 10/2015 11/2020
Wells Fargo Clearing Services Llc Seattle WA 08/2017 11/2020
Wells Fargo Seattle WA 12/2012 10/2016
Wells Fargo Clearing Services, Llc Seattle WA 05/2023 Present
Wells Fargo Bank, Na Seattle WA 04/2023 Present
Caliber Home Loans Kirkland WA 11/2020 03/2023
  • 10/2015 → 11/2020
    Wells Fargo Bank Na
    Seattle, WA
  • 08/2017 → 11/2020
    Seattle, WA
  • 12/2012 → 10/2016
    Wells Fargo
    Seattle, WA
  • 05/2023 → Present
    Seattle, WA
  • 04/2023 → Present
    Wells Fargo Bank, Na
    Seattle, WA
  • 11/2020 → 03/2023
    Caliber Home Loans
    Kirkland, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-11
S63 Uniform Securities Agent State Law Examination 2023-06-12
  • S65 Uniform Investment Adviser Law Examination
    2023-07-11
  • S63 Uniform Securities Agent State Law Examination
    2023-06-12
Other Names
  • Liam Sebastian Tonner
  • Liam S Tonner

View on SEC IAPD

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