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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-13 |
| WA | RA | APPROVED | 2023-07-11 |
Branch Locations
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
1819 Nw Market St, Seattle, WA 98107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Seattle | WA | 10/2015 | 11/2020 |
| Wells Fargo Clearing Services Llc | Seattle | WA | 08/2017 | 11/2020 |
| Wells Fargo | Seattle | WA | 12/2012 | 10/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 05/2023 | Present |
| Wells Fargo Bank, Na | Seattle | WA | 04/2023 | Present |
| Caliber Home Loans | Kirkland | WA | 11/2020 | 03/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-12 |
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