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Meenakshi Sharma

Wells Fargo Clearing Services, LLC

Seattle, WA

Sammamish, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-06
IN RA APPROVED 2018-01-11
WA RA APPROVED 2017-12-04
  • TX RA
    APPROVED_RES
    Since 2024-03-06
  • IN RA
    APPROVED
    Since 2018-01-11
  • WA RA
    APPROVED
    Since 2017-12-04

Branch Locations

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

2942 228Th Ave Se, Sammamish, WA 98075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Kirkland WA 06/2010 Present
Wells Fargo Clearing Services Llc Kirkland WA 08/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-04
S63 Uniform Securities Agent State Law Examination 2017-11-09
  • S65 Uniform Investment Adviser Law Examination
    2017-12-04
  • S63 Uniform Securities Agent State Law Examination
    2017-11-09

View on SEC IAPD

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