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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-11
  • FL RA
    APPROVED
    Since 2023-05-11

Branch Locations

2110 N Donnelly St Ste 600, Mount Dora, FL 32757 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Mt Dora FL 07/2017 11/2019
Lake County Public Schools Tavares FL 10/2016 05/2017
City Of Debary, Historical Preservation Advisory Board Debary FL 03/2016 10/2016
Cetera Wealth Services, Llc El Segundo CA 12/2019 Present
Garrison Wealth Management, P.A. Mount Dora FL 07/2017 Present
Summit Financial Group Mount Dora FL 12/2019 05/2021
Cetera Investment Advisers Llc Schaumburg IL 03/2023 Present
  • 07/2017 → 11/2019
    Mt Dora, FL
  • 10/2016 → 05/2017
    Lake County Public Schools
    Tavares, FL
  • 03/2016 → 10/2016
    City Of Debary, Historical Preservation Advisory Board
    Debary, FL
  • 12/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2017 → Present
    Garrison Wealth Management, P.A.
    Mount Dora, FL
  • 12/2019 → 05/2021
    Summit Financial Group
    Mount Dora, FL
  • 03/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-12-23 → 2021-05-20
    Summit Financial Group Inc
    Mount Dora, FL
  • 2018-02-06 → 2019-12-24
    Mount Dora, FL
Other Businesses

1. NAME OF OTHER BUSINESS: GARRISON WEALTH MANAGEMENT, P.A. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA - FINANCIAL ADVISOR POSITION/TITLE/RELATIONSHIP: I AM ACTING AS A LICENSED ASSISTANT, BUT WOULD BE ACTING AS AN ADVISOR AT SUMMIT. START DATE: 12/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: I AM ACTING AS A LICENSED ASSISTANT, BUT WOULD BE ACTING AS AN ADVISOR AT SUMMIT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-02
  • S66 Uniform Combined State Law Examination
    2018-02-02

View on SEC IAPD

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