Thomas J Carroll

Current Employers

Employment History

• 05/2017 → 09/2020
  Edward Jones
  St Louis, MO
• 06/2016 → 10/2016
  Unemployed
  Downers Grove, IL
• 11/2016 → 01/2017
  Ups
  Westmont, IL
• 12/2016 → 04/2017
  First Student
  Villa Park, IL
• 11/2020 → 11/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oak Brook, IL
• 02/2017 → 04/2017
  Amazon.cOm, Inc
  Lisle, IL
• 01/2021 → 11/2022
  Bank Of America, N.A.
  Oak Brook, IL
• 11/2022 → 05/2024
  Parkview Asset Management, Inc.
  Oakbrook Terrace, IL
• 05/2024 → Present
  Lpl Financial Llc
  Oak Park, IL
• 05/2024 → Present
  Highpoint Advisor Group, Llc
  Oak Park, IL

Previous Registrations

• 2022-12-13 → 2024-06-11
  Parkview Asset Management, Inc.
  Oakbrook Terrace, IL
• 2020-11-20 → 2022-11-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oak Brook, IL
• 2017-08-30 → 2020-09-30
  Edward Jones
  Downers Grove, IL
  St Louis, MO
  Woodridge, IL
  Wheaton, IL

Other Businesses

1) 05/2024 - G/R Wealth Management Group, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 160 hrs per month - 100 % Time Spent 2) 06/20/2024 - G/R Wealth Management Group, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started: 5/8/2024 - 160 Hrs/Mo; 8 Hrs During Trading. 3) 06/20/2024 - Highpoint Planning Partners - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 6/3/2024 - 160 Hrs/Mo; 130 Hrs During Trading - I provide investment advisory services through Highpoint Planning Partners, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2017-07-01

Designations

Other Names

• Thomas James Carroll
• Thomas J Carroll
• Thomas Carroll
• Tom Carroll