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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-09-22
  • MA RA
    APPROVED
    Since 2022-09-22

Branch Locations

300 Unicorn Park Dr Fl 3, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Port Harwich Port MA 06/2022 Present
Equitable Advisorc Llc Wellesley MA 10/2017 07/2022
Student Amherst MA 08/2012 09/2017
Axa Advisors Llc Wellesley MA 10/2017 06/2020
Nicholas Shultz Boston MA 08/2022 08/2022
Swan River Restaurant Dennis Port MA 06/2013 09/2017
Nicholas Shultz Riviera Beach FL 08/2022 Present
Samuel Laorenza Woburn MA 08/2022 Present
Northwestern Mutual Investment Services Llc Woburn MA 08/2022 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2022 Present
  • 06/2022 → Present
    The Port
    Harwich Port, MA
  • 10/2017 → 07/2022
    Equitable Advisorc Llc
    Wellesley, MA
  • 08/2012 → 09/2017
    Student
    Amherst, MA
  • 10/2017 → 06/2020
    Axa Advisors Llc
    Wellesley, MA
  • 08/2022 → 08/2022
    Nicholas Shultz
    Boston, MA
  • 06/2013 → 09/2017
    Swan River Restaurant
    Dennis Port, MA
  • 08/2022 → Present
    Nicholas Shultz
    Riviera Beach, FL
  • 08/2022 → Present
    Samuel Laorenza
    Woburn, MA
  • 08/2022 → Present
    Woburn, MA
  • 11/2022 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. BOUNCER, THE PORT RESTAURANT, 541 RT 28, HARWICH PORT, , MASSACHUSETTS, 02646, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 6/29/2022, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, DOOR SECURITY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-22
  • S66 Uniform Combined State Law Examination
    2020-12-22
Other Names
  • Jacob Halloran
  • Jacob Mcdonald Halloran
  • Jake Halloran
  • Hal Halloran

View on SEC IAPD

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