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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-16
WY RA APPROVED 2024-04-02
  • TX RA
    APPROVED
    Since 2024-04-16
  • WY RA
    APPROVED
    Since 2024-04-02

Branch Locations

4012 Laramie Street, Cheyenne, WY 82001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab And Co., Inc. Cheyenne WY 05/2020 02/2022
T Rowe Price Colorado Springs CO 06/2017 12/2017
American Medical Response Colorado Springs CO 08/2015 03/2017
Wyoming Cowboy Challenge Academy Guernsey WY 04/2019 05/2019
Colorado Technical University Colorado Springs CO 05/2018 02/2020
Cambridge Investment Research, Inc. Fairfield IA 08/2023 09/2023
Unemployed Cheyenne WY 03/2022 07/2023
Raymond James Financial Services, Inc. Cheyenne WY 10/2023 Present
Rockwood Financial Services Llc Cheyenne WY 09/2023 Present
Unemployed Colorado Springs CO 12/2017 05/2018
Raymond James Financial Services Advisors, Inc Cheyenne WY 03/2024 Present
  • 05/2020 → 02/2022
    Charles Schwab And Co., Inc.
    Cheyenne, WY
  • 06/2017 → 12/2017
    T Rowe Price
    Colorado Springs, CO
  • 08/2015 → 03/2017
    American Medical Response
    Colorado Springs, CO
  • 04/2019 → 05/2019
    Wyoming Cowboy Challenge Academy
    Guernsey, WY
  • 05/2018 → 02/2020
    Colorado Technical University
    Colorado Springs, CO
  • 08/2023 → 09/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2022 → 07/2023
    Unemployed
    Cheyenne, WY
  • 10/2023 → Present
    Raymond James Financial Services, Inc.
    Cheyenne, WY
  • 09/2023 → Present
    Rockwood Financial Services Llc
    Cheyenne, WY
  • 12/2017 → 05/2018
    Unemployed
    Colorado Springs, CO
  • 03/2024 → Present
    Cheyenne, WY
Other Businesses

(1) Name of Business: Kevin Guille Strategic Wealth Management Address: 4012 Laramie St, Cheyenne, WY, 82001-2064, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I operate as a Financial Advisor which entails talking with clients, constructing investment portfolios and explaining investments to client, assisting in asset management and client relations under the owner as an employee of the branch.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-22
  • S66 Uniform Combined State Law Examination
    2024-02-22
Other Names
  • Kris Brianne Harbin
  • Krista Brianne Baker
  • Krista Brianne Foley
  • Krista Brianne Harbin
  • Kris Brianne Foley
  • Krista Foley

View on SEC IAPD

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