Zachary Daniel Smith

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-10
WY	RA	APPROVED	2017-11-09

TX RA
APPROVED

Since 2019-01-10
WY RA
APPROVED

Since 2017-11-09

Branch Locations

235 S Main St Suite D, Buffalo, WY 82834-1881 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	09/2017	Present
Kiewit Corporation	Englewood	CO	12/2015	09/2017

09/2017 → Present

Edward Jones

St Louis, MO
12/2015 → 09/2017

Kiewit Corporation

Englewood, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-08

S66 Uniform Combined State Law Examination

2017-11-08

Other Names

Zachary D Smith

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC

LPL FINANCIAL LLC

FINLAYSON FINANCIAL PLANNING, INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

RICHARD GREGORY WONKA

Melanie Shober Stone

KEVIN MICHAEL BETTINGER

ROBERT ROSS ELLIOT

ALECIA MARIE KOZISEK

Other Offices

CETERA INVESTMENT ADVISERS LLC · BUFFALO, WY

LPL FINANCIAL LLC · BUFFALO, WY

FINLAYSON FINANCIAL PLANNING, INC. · BUFFALO, WY

STATE FARM INVESTMENT MANAGEMENT CORP. · BUFFALO, WY

More in Buffalo, WY

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