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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-08 |
| WY | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Buffalo | WY | 10/2011 | 11/2017 |
| Lpl Financial Llc | Buffalo | WY | 11/2017 | Present |
| Ica Group Wealth Management, Llc | Buffalo | WY | 03/2022 | 06/2024 |
1. 11/29/2017 - First Northern Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/20/2020 - Investment Center Advisor Group Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/15/2020 - 20 Hours Per Month/10 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-15 |
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