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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Edina | MN | 12/2011 | 04/2021 |
| Wells Fargo Clearing Services, Llc | Edina | MN | 08/2017 | 10/2018 |
| Wells Fargo Clearing Services, Llc | Edina | MN | 11/2018 | 04/2021 |
| U.S. Bank | Wayzata | MN | 04/2021 | 03/2022 |
| U.S. Bancorp Investments, Inc. | Wayzata | MN | 05/2021 | 03/2022 |
| J.P. Morgan Securities Llc | Minneapolis | MN | 04/2022 | 04/2024 |
| Jpmorgan Chase Bank, N.A. | Minneapolis | MN | 04/2022 | 04/2024 |
| Wells Fargo Clearing Services, Llc | Minnetonka | MN | 05/2024 | 11/2024 |
| Wells Fargo Bank, Na | Minnetonka | MN | 05/2024 | 11/2024 |
| U.S. Bancorp Investments, Inc. | Saint Paul | MN | 11/2024 | 02/2026 |
| U.S. Bank | Saint Paul | MN | 11/2024 | Present |
| U.S. Bancorp Advisors, Llc | Saint Paul | MN | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-19 |
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