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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-07 |
| MN | RA | APPROVED | 2017-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St Paul | MN | 08/2017 | Present |
| Wells Fargo Home Mortgage | Minneapolis | MN | 10/2012 | 08/2017 |
| Bank Of America, N.A. | St Paul | MN | 02/2018 | Present |
I*116373 For profit or not for profit: Non-Profit Organization Name of outside business organization: Delta Waterfowl Foundation Investment related: N Address of business: Bismark, North Dakota 58504 Nature of business: Corporation, Position, title, association: Committee Member, Start date of relationship: 8/2/2018 Number of hours devoted: 10 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: The purpose of the entity is to promote and support wetland conservation and sustainable waterfowl hunting
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-08 |
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