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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-03 |
| CA | RA | APPROVED | 2017-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Fe | CA | 08/2017 | Present |
| Cisco Systems | San Jose | CA | 08/2015 | 08/2017 |
| Bank Of America, N.A. | Santa Fe | CA | 11/2017 | Present |
I*2911286 Entity Type: Charitable Name of OBA: Corona La Costa Homeowners Association Address:Carlsbad California Investment Related:No Position, Title, Association:Board Member Start Date:10/30/2025 No Hours: 2 Monthly No Hours during trading:0 Monthly Duties:My homeowners association Voting on hoa member proposals
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-16 |
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