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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-03
CA RA APPROVED 2017-11-17
  • TX RA
    APPROVED
    Since 2019-07-03
  • CA RA
    APPROVED
    Since 2017-11-17

Branch Locations

5951 La Sendita, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Fe CA 08/2017 Present
Cisco Systems San Jose CA 08/2015 08/2017
Bank Of America, N.A. Santa Fe CA 11/2017 Present
Other Businesses

I*2911286 Entity Type: Charitable Name of OBA: Corona La Costa Homeowners Association Address:Carlsbad California Investment Related:No Position, Title, Association:Board Member Start Date:10/30/2025 No Hours: 2 Monthly No Hours during trading:0 Monthly Duties:My homeowners association Voting on hoa member proposals

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-16
  • S66 Uniform Combined State Law Examination
    2017-11-16
Other Names
  • Tanner Curtiss

View on SEC IAPD

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