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Zhi Yang James Chao

J.P. Morgan Securities LLC

Seattle, WA

Seattle, WA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-28
WA RA APPROVED 2024-05-06
  • TX RA
    APPROVED_RES
    Since 2026-08-28
  • WA RA
    APPROVED
    Since 2024-05-06

Branch Locations

301 Broadway East, Seattle, WA 98102 • United States

1200 Madison St, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Seattle WA 07/2016 Present
Jcpenney Seattle WA 11/2015 04/2017
J.P. Morgan Securities Llc Seattle WA 08/2017 Present
  • 07/2016 → Present
    Jpmorgan Chase Bank, N.A.
    Seattle, WA
  • 11/2015 → 04/2017
    Jcpenney
    Seattle, WA
  • 08/2017 → Present
    J.P. Morgan Securities Llc
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-03
S63 Uniform Securities Agent State Law Examination 2017-11-21
  • S66 Uniform Combined State Law Examination
    2024-05-03
  • S63 Uniform Securities Agent State Law Examination
    2017-11-21
Other Names
  • Zhi Y Chao
  • James Chao

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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